Course Quick Facts

  • Course Length: Approximately 2 Hours

  • CPE Hours: 2

  • Course Level: Intermediate

  • Field(s) of Study: Business Management (2 Credits)

  • Who should attend: Professionals who are looking to make ethics more practical and applicable to their firm.

  • Required Knowledge: Knowledge of common business practices and general business ethics

  • Advanced Prep: None

Learning Objectives

There can be no doubt that one of the cornerstones of any profession is ethics. As business professionals, we talk about ethics constantly – yet incorporating ethics into our practices and everyday lives is often a difficult challenge. Using academic research, reflection exercises, and review questions, this course will attempt to give practitioners a sense of how to make the concepts of a code of ethics come alive in the workplace.

  • State the relationship between financial success and company ethics

  • Describe how motivations behind company ethics has changed according to the Journal of Accountancy research article from 2014

  • Describe the structure of the AICPA Code of Professional Conduct, as well as the different categories of practitioners that are addressed within it

  • State the four steps to the Conceptual Framework approach and how it related to the AICPA Code of Professional Conduct

  • Define the concept of social responsibility and how it relates to company ethics

  • List activities that may be used to create a sense of social responsibility within an organization

Instructor

CPA, CPCU, MST, MBA

David Peters

David Peters is the Founder and Owner of Peters Tax Preparation & Consulting in Richmond, VA. He has over fourteen years of experience in financial services, including 3 years in the hedge fund industry and six years in the insurance industry. David was the first-ever Chief Financial Officer at Compare.com - a position he held for over three years. He is a national CPE Instructor/Discussion Leader for the AICPA, Surgent, and Kaplan. He regularly teaches courses in accounting, finance, insurance, and ethics throughout the United States. He holds four Masters degrees. He contributes regularly to various CPA publications, including NCACPA’s Interim Report, SCACPA’s CPA Report, and VSCPA’s Disclosures. He was also a co-author of the 2018 Virginia CPA Ethics course – a required course for all CPA’s licensed in the Commonwealth of Virginia.

Course curriculum

  • 1

    Introduction

  • 2

    Downloads

    • Glossary

    • Slide Deck

  • 3

    Lecture

    • Relationship Between Ethics & Financial Success

  • 4

    Participation

    • Knowledge Check 1

  • 5

    Lecture

    • Highlights of Ethics Research

  • 6

    Participation

    • Knowledge Check 2

  • 7

    Lecture

    • AICPA Code of Professional Conduct

  • 8

    Participation

    • Knowledge Check 3

  • 9

    Lecture

    • AICPA Code of Professional Conduct (Continued)

  • 10

    Participation

    • Knowledge Check 4

  • 11

    Lecture

    • Bright Line Rules & Ethics Codes

  • 12

    Participation

    • Knowledge Check 5

  • 13

    Lecture

    • Social Responsibility

  • 14

    Participation

    • Knowledge Check 6

  • 15

    Lecture

    • Review Questions & Key Takeaways

  • 16

    Evaluation

    • Final Evaluation

  • 17

    Feedback

    • Final Steps to Receive CE Credit(s)...

    • Student Feedback

    • Thank You!

Single Course Price

     Securities offered through Cetera Advisor Networks LLC, member FINRA/SIPC. Advisory services offered through Carroll Financial Associates, Inc., a Registered Investment Adviser. Carroll Financial and Cetera are not affiliated. Carroll Financial and Cetera are under separate ownership from any other named entity. 

     This site is published for residents of the United States only. Registered Representatives of Cetera Advisor Networks LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every advisor listed. For additional information please contact the advisor(s) listed on the site, visit the Cetera Advisor Networks LLC site at www.ceteraadvisornetworks.com

     Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services. Tax services are provided by Peters Tax Preparation & Consulting, PC and are not provided by Cetera Advisor Networks or Carroll Financial.


David Peters Financial

Mail to: 8005-C, #129, Creighton Pkwy #129, Mechanicsville, VA 23111

1657 West Broad Street, #5, Richmond, VA 23220